Don’t Blame Regulation D for Troubles in the Alternative Investment MarketJune 08, 2011
If you believe what you read, you might come to associate Regulation D private placements with bad deals, ponzi schemes, scam artists, and unscrupulous securities brokers pushing bad investment products on innocent people.
Raising the Bar for Regulation D Private PlacementsApril 27, 2011
Companies and sponsors thinking of raising capital through a private offering should devote the time and resources necessary to understand and appreciate the importance of securities law compliance.
Perkins to Speak on Charity Event Compliance Issues at Virginia Fundraising Institute 2011March 28, 2011
Richmond business and nonprofit lawyer Eric Perkins will lead a workshop at the Virginia Fund Raising Institute 2011 on July 18-19, 2011 at the Wyndham Virginia Crossings Conference Center.
Don’t Forget Your “Doing Business As” Filings.March 01, 2011
In many situations a business entity will conduct business under a trade name different from its legal name (e.g., ABC Enterprises, LLC operating a restaurant named “Big Bob’s House of Ribs”).
ConnectRichmond Nonprofit Workshop a Big SuccessFebruary 26, 2011
I was pleased to see over three dozen nonprofit leaders and organizers in attendance at last Wednesday’s workshop organized by ConnectRichmond.
SEC Proposes New Rule 501(a)(5) Accredited Investor Standard for High Net Worth IndividualsJanuary 25, 2011
The SEC announced a proposed rule change to Rule 501(a)(5) of Regulation D as required under Section 413(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
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