Major Overhaul to Reg. D on the Way?
February 15, 2023

All good things must come to an end. Or, perhaps it is better to frame the issue as the law must change with the times to reflect realities in the market and better serve the investing public. Whatever your view of the benefits and burdens of…

What is Regulation D and how does it Benefit Small Business?
March 18, 2020

Regulation D is a series of transactional, safe harbor exemptions from the registration requirements under the Securities Act of 1933.  Generally speaking, when a business owner wants to raise capital from passive investors, the offer and sale…